Page 63 - Taiwan Futures Exchange 2019 Annual Report

八、內部稽核作業 協助各部門檢討修訂內部控制制度、自行評估項目及各項程序書，據以辦理內部控制制度自行 評估作業。並依內部稽核實施細則，釐定查核項目、範圍、樣本、時間及方法，依重要性及風險性 訂定查核週期，編製年度稽核計畫，以執行各項業務與財務查核，藉此衡量現行政策、程序及內部 控制之有效性與遵循程度。 VIII. Internal Audit Internal Audit will continue to assist each department in reviewing and revising its internal controls, self audits, and procedures. Acting in accordance with its implementation rules and operational directions, Internal Audit will establish the items, scope, samples, timing, and method of audits; set the audit cycle for major audits and risk audits; and draw up an annual plan for business and financial audits. Together, these measures will help us to evaluate the effectiveness and degree of compliance of our current policies and procedures. 在主管機關指導及期貨業者共同努力下，臺灣期貨市場在2019年表現穩健。2020年，期交所 將在穩定中求進步，持續開拓商品面、制度面及資訊面等各項業務，以滿足國內外業者與交易人需 求，為提供全方位之優質交易環境努力不懈，推動臺灣期貨市場再創佳績! The guidance of the competent authority and the hard work of the futures industry contributed to the Taiwan futures market's solid performance in 2019. In the year ahead, we will continue to refine TAIFEX's systems, products and rules as we strive to create an even better trading environment, better serve both domestic and foreign traders, and lead our market to new heights. 59