Page 24 - Taiwan Futures Exchange 2019 Annual Report

20 2019 Taiwan Futures Exchange 4. 部門職掌 / Departments 依業務性質，分設交易、結算、監視、期貨商輔導、資訊規 劃、資訊作業、企劃、管理八部門，另設內部稽核隸屬董事 會，職掌如下: TAIFEX has eight departments, namely Trading, Clearing, Surveillance, Intermediaries Compliance and Service, System Development, Computer Operations, Business Development, and Administration, as well as the Internal Audit division that reports directly to the Board of Directors. Their duties are as follows: (1) 交易部 / Trading Department 掌理期貨交易業務、巿場宣導及公共關係等事項。 The Trading Department is responsible for futures trading operations, market education, and public relations. (2) 結算部 / Clearing Department 掌理結算交割作業、結算風險管理及結算會員服務等事項。 The Clearing Department is responsible for clearing and settlement operations, risk management, and clearing-member services. (3) 監視部 / Surveillance Department 掌理期貨交易市場監視作業與相關專案分析及查核等事項。 The Surveillance Department is responsible for futures market surveillance operations, and related case analyses and audits. (4)期貨商輔導部 / Intermediaries Compliance and Service Department 掌理期貨商財務、業務之查核及其內部稽核作業之督導暨期 貨商服務及管理等事項。 The Intermediaries Compliance and Service Department is responsible for auditing FCM finances and businesses, overseeing their internal audit operations, and handling matters related to FCM services and management.